SEC charges against Elon Musk rocked Wall Street — but is the tech CEO a victim of lawfare?
The charges even have an added advantage of driving a wedge between Trump’s new SEC chair, Paul ­Atkins, and his enforcement ...
JD Supra1d
SEC Actions in Review: What Officers and Directors Should Know for 2025
As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities ...
Trump taps Republican Uyeda as acting SEC chair, White House says
Newly sworn-in President Donald Trump has tapped Mark Uyeda, a Republican member of the U.S. Securities and Exchange ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
SEC sues Nova Labs over alleged unregistered crypto securities offerings
According to a Jan. 17 statement, the SEC alleged that Nova Labs, the firm behind the open-source Helium Network, sold ...
Crain's Chicago Business6d
Arete Wealth faces SEC charges over oil and gas stock sales
The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...
Blink Charging announces closure of SEC investigation, no enforcement action
Blink Charging (BLNK) announced that it received written notice from the Securities and Exchange Commission, SEC, that the SEC has concluded ...
DCG Pays $38 Million Fine to Settle SEC Investigation
Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...
JD Supra5d
SEC Disclosure and Taxation of Executive Security Benefits: Legal Requirements and Key Considerations
Many companies are reevaluating their corporate security practices and considering enhancements to the security protections they provide to ...
Business Insider9d
Blink Charging Announces Closure of SEC Investigation with No Enforcement Action
Blink Charging Co. (“Blink” or the “Company”) (Nasdaq: BLNK), a leading owner, operator, provider, and manufacturer of electric vehicle (“EV”) charging equipment and services, today announced that it ...