Apex is a mineral exploration company engaged in the business of the acquisition, exploration and development of mineral resource properties. Apex's common shares trade under the symbol "APX" on the ...
Apex Resources Inc. (TSXV: APX) (OTC Pink: SLMLF) ("Apex" or the "Company") is pleased to announce that further to its news ...
Hilltop and other firms say more recent SEC off-channel communications settlements eliminated "costly and burdensome" requirements that were imposed on them.
Apex Fintech Solutions Inc. ("Apex"), an innovation launchpad for the global investment ecosystem, is excited to collaborate with leading financial operations platform, Ramp, on a new solution that ...
The Central Bank of Nigeria (CBN) recently took a major step to enhance transparency and boost market confidence with the launch ...
Cboe launches 24×5 equities trading, Devexperts rolls out a futures platform, and Robinhood halts Super Bowl bets. The UK FCA seizes £6.5M from fraudsters, FINRA fines Apex $3.2M, and B2PRIME gets an ...
A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...
Daily Independent on MSN5d
Assessing Credit Defaults In BanksEmomotimi Agama, Director General, Securities and Exchange Commission (SEC) (left); Eric Wragge, GlobalHead of BD, Algorand Foundation (second left); Matt Keller, Director of Social Impact, Algorand ...
Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...
FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...
This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...
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