Regulators found Robinhood Securities LLC and Robinhood Financial LLC violated numerous requirements such as accurately ...
Last week, the Securities and Exchange Commission (SEC) announced two enforcement actions related to the failed ...
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than ...
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.
Online brokerage platform Robinhood has reached a $45 million settlement with the US Securities and Exchange Commission after an investigation accused the company of violating more than 10 securities ...
Robinhood settles for $45M with SEC over cybersecurity, communication, and trading violations. Fines were imposed on both ...
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
Earlier this month, the US Securities and Exchange Commission (SEC) charged a registered investment adviser (RIA) with willfully violating ...