Sec Llc - Search News

SEC, Robinhood

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Hosted on MSN · 3d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

invezz on MSN · 3d

Robinhood settles SEC charges with $45M payment over regulatory violations

Online trading firm Robinhood Markets has agreed to pay $45 million to settle charges from the US Securities and Exchange Commission (SEC) stemming from a series of regulatory violations concerning recordkeeping,

SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'

Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...

Investment Executive2d

SEC sanctions Robinhood violations

A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...

Crypto litigation brought against the SEC and the implications of a new administration

Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...

Some results have been hidden because they may be inaccessible to you

Show inaccessible results

SEC, Robinhood

Trending now