The Financial Conduct Authority (FCA) should provide further clarity on how trust-based pension schemes will be able to ...

The Financial Conduct Authority (FCA) has obtained a confiscation order against Guy Flintham, a convicted fraudster, in the ...

The FCAs plans to make it easier for companies to issue smaller bonds are a step in the right direction, but if the UK truly ...

This article discusses the Anti-Kickback Statute and the False Claims Act. "When coupled with the False Claims Act (FCA), the AKS turns into a potent civil enforcement tool that carries many of the ...

Quick read - It is all but inevitable that UK enforcement agencies will start paying for information about organisational misconduct.

The UK's capital markets are a vital economic driver, and also a significant source of money laundering risk. This is a difficult area of risk ...

The Financial Conduct Authority has secured a confiscation order of almost £6mn against convicted fraudster Guy Flintham.

A supplementary report about the Financial Conduct Authority’s (FCA's) poor performance in relation to its consumer ...

The UK Financial Conduct Authority (FCA) has executed two major confiscation orders against financial criminals, securing over £6.5 million from a convicted insider dealer and a fraudulent investment ...

Leigh-Ann Mulcahy KC, representing the FCA, said in legal documents that Staley’s association with Epstein “inevitably raised questions about his conduct and judgment”. She said the sanctions imposed ...

The FCA said today (31 January) it has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy ...

Adviser trade body Pimfa has called on the FCA to consider consolidating the regulatory regime for CMCs. As part of its ...