Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...

Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...

Stifel, Nicolaus & Company subsidiary to pay ~$132M in a dispute over its investment recommendations, the firm disclosed on Thursday. The company plans to seek a judicial review of the award, which it ...

Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...

Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...

Stifel analyst Chris O’Cull downgraded Xponential Fitness (XPOF) to Hold from Buy with a price target of $12, down from $20. The firm says it ...

Stifel upgraded Danaher (DHR) to Buy from Hold with a $260 price target Light Up your Portfolio with Spark:Easily identify stocks' risks and ...