FCA regulation ensures that the broker complies with fair and ethical trading practices and participates in the Financial Services Compensation Scheme (FSCS) that protects client deposits up to £ ...

The Financial Conduct Authority (FCA) should provide further clarity on how trust-based pension schemes will be able to ...

President Trump issued an Executive Order titled, “Ending Illegal Discrimination and Restoring Merit Based Opportunity” ...

The Financial Conduct Authority (FCA) has obtained a confiscation order against Guy Flintham, a convicted fraudster, in the ...

This article discusses the Anti-Kickback Statute and the False Claims Act. "When coupled with the False Claims Act (FCA), the AKS turns into a potent civil enforcement tool that carries many of the ...

The FCAs plans to make it easier for companies to issue smaller bonds are a step in the right direction, but if the UK truly ...

Quick read - It is all but inevitable that UK enforcement agencies will start paying for information about organisational misconduct.

The Financial Conduct Authority has secured a confiscation order of almost £6mn against convicted fraudster Guy Flintham.

The FCA said today (31 January) it has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy ...

Adviser trade body Pimfa has called on the FCA to consider consolidating the regulatory regime for CMCs. As part of its ...

The UK Financial Conduct Authority (FCA) has executed two major confiscation orders against financial criminals, securing over £6.5 million from a convicted insider dealer and a fraudulent investment ...