Stifel Hires $1.3 Billion Advisor Team From Raymond James
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
Stifel (SF) Stock Dwindles After Bad Advice Leads to Multi Million Dollar Fine
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S.
Financial Planning2d
Stifel hammered with punitive damages in $133M arbitration award
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
InvestmentNews2d
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Financial Planning1d
Stifel recruits $1B+ team from Raymond James: Advisor moves
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
Stifel Nicolaus Issues Pessimistic Forecast for Nyxoah (NASDAQ:NYXH) Stock Price
Nyxoah (NASDAQ:NYXH – Get Free Report) had its price target reduced by Stifel Nicolaus from $16.00 to $15.00 in a note issued to investors on Friday,Benzinga reports. The firm currently has a “buy” ...
Morningstar3d
Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
Carnival price target lowered to $30 from $34 at Stifel
Stifel lowered the firm’s price target on Carnival (CCL) to $30 from $34 and keeps a Buy rating on the shares. With certain consumer facing ...
Fintel on MSN1d
Stifel Upgrades Danaher (DHR)
Fintel reports that on March 14, 2025, Stifel upgraded their outlook for Danaher (NYSE:DHR) from Hold to Buy. Analyst Price ...